Compliance confidence is rising across capital markets firms, yet operational fragmentation and manual processes continue to create risk. In this TechTalks™ webinar, experts from FIS® discuss how regulatory pressure is intensifying, why financial crime is exposing operational weaknesses, and how firms are modernizing compliance operations to improve visibility, reduce fragmentation and strengthen governance - while outlining a practical pathway to modern, outcomes-based compliance.
Join Kyle Gardner, Leith Dennis and Edel Brophy as they explore the operational realities shaping the future of capital markets compliance - and how leading firms are shifting from isolated tools to connected, evidence-native and explainable compliance models built on a single centralized control framework that applies consistent rules, automatically generates evidence, and supports every decision, data point and action with a clear audit trail.
From Confidence to Consistency:
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Why firms still rely on manual compliance workflows despite high confidence in compliance maturity
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How fragmented systems create operational risk, visibility gaps, and audit challenges
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Why financial crime remains the top concern across global capital markets firms
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The growing importance to “shift-left” to outcomes-based compliance models
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How workflow orchestration and connected controls improve consistency and audit readiness
- The role AI and modern compliance technology play in supporting scalable, evidence-native operations
Watch on demand now to see how capital markets firms are modernizing compliance operations for greater visibility, control, and consistency.
