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Social & Mobile Apps: The Escalating Cost of Non-Compliance

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You have most likely seen the recent headlines: Big Bank X fined for use of WhatsApp; Global Bank Y fined for malicious text messages.  

Maybe you’ve noticed an increase in regulatory enforcement and scrutiny from regulators like The FCA, SEC, NAIC and FINRA, as well as data privacy regulations like GDPR, HIPAA and ERISA due to improper or unauthorised use of digital communications.

In this industry brief, you will read:

  • How financial services firms are re-evaluating in this environment
  • Enforcement examples from the last few years
  • Five questions firms can ask themselves to take action, today


Regulations & Compliance
Information Capture
Archiving & e-Discovery

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